Introduction: Angel One, a leading stock brokerage, has paid Rs 21.64 lakh to settle allegations of front-running trades made by one of its authorised persons […]
Tag: SEBI
SEBI Allows Mutual Funds to Sell Credit Default Swaps, Enhancing Liquidity in Corporate Bond Market
The Securities and Exchange Board of India (SEBI) has recently permitted mutual funds to sell credit default swaps (CDS), under specific conditions, in a move […]
SEBI Halts Axis Capital Debt Merchant Banking Over Regulatory Violations
The Securities and Exchange Board of India (SEBI) has taken strong action against Axis Capital by suspending its role as a merchant banker for debt […]
SEBI Withdraws Sept 4 Statement on ‘Toxic Workplace’ Row, to Address Concerns Internally
India’s market regulator, the Securities and Exchange Board of India (SEBI), has withdrawn its earlier statement issued on September 4, 2024, regarding the ‘toxic workplace’ […]
SEBI Closes Case Against NSE and Executives Over Co-location Services, Cites Lack of Monitoring
The Securities and Exchange Board of India (SEBI) has officially closed its case against the National Stock Exchange (NSE), along with former NSE executives Ravi […]
SEBI Mulls Tighter Rules for Small IPOs to Curb Risks
India’s securities regulator, SEBI, is considering introducing stricter rules for micro-cap firms launching Initial Public Offerings (IPOs) to reduce risks for investors. According to sources […]
SEBI Allows Cash-Collateral Securities for Margin Trading, Eases Requirements
The Securities and Exchange Board of India (SEBI) has introduced new guidelines that allow the use of cash-collateral-funded securities as part of the maintenance margin […]
SEBI Settles Infosys Insider Trading Case, Drops Charges Against 16 Individuals Due to Lack of Evidence
The Securities and Exchange Board of India (SEBI) has closed its investigation into the Infosys insider trading case, dropping charges against 16 individuals due to […]
Bank of America Allegedly Shared Non-Public Information with Investors in India: WSJ Report
Bank of America is facing allegations of insider trading in its Asian operations, according to a report by The Wall Street Journal (WSJ). The report […]
SEBI Deadline for FPI Beneficial Ownership Disclosure Sparks Market Sell-Off Amid Compliance Crackdown
Today marks the deadline for Foreign Portfolio Investors (FPIs) to disclose their beneficial owners under the Securities and Exchange Board of India’s (SEBI) enhanced disclosure […]
SEBI Staff Misled by External Elements to Target Leadership Credibility
SEBI responded to allegations on work culture, stating that the issues raised by employees were misguided and influenced by external elements aiming to damage the […]
SEBI Staff Complains Against Chief Madhabi Puri Buch: Toxic Work Culture and Harsh Leadership
Officials at the Securities and Exchange Board of India SEBI have raised serious concerns about the toxic work culture under the leadership of chief Madhabi […]